securities and exchange board of india

Sebi has eased disclosure norms for foreign portfolio investors (FPIs) by raising the asset threshold for granular beneficial ownership disclosures from Rs 25,000 crore to Rs 50,000 crore. FPIs holding over Rs 50,000 crore in equity AUM in India must now disclose detailed ownership information. The new framework takes effect immediately.

Ashish Anup Nigam, a former Axis Capital executive director, and Nehal Milan Mehta settled an insider trading case with SEBI for Rs 1.13 crore. The case involved alleged trading in BF Investment shares based on Unpublished Price Sensitive Information (UPSI) shared by Nigam. Mehta also disgorged Rs 37.

securities and exchange board of india (Sebi) has issued an administrative warning to HDFC Bank for not complying with certain regulatory guidelines for custody activities. The bank stated it would address and rectify the highlighted lapses. A similar warning for regulatory non-compliance related to merchant banking was also issued to HDFC Bank in December 2024.

The Supreme Court has declined to consider Mahua Moitra's plea to disclose details of alternate investment funds and foreign portfolio investors in India's stock market, directing her to first approach Sebi. The Court allowed Moitra to present her concerns to Sebi and seek legal remedies if her representation is not addressed within a reasonable timeframe.

Sebi plans to form a high-level committee to review conflict-of-interest regulations after its former chairman faced accusations of undisclosed holdings. The new chairman, Tuhin Kanta Pandey, initiated this move for transparency and accountability. The independent committee will review and propose updates to enhance disclosures and ethical conduct, with recommendations expected in three months.

The government is set to increase its stake in Vodafone Idea to 48.99% by acquiring shares worth Rs 36,950 crore in exchange for spectrum auction dues. This move, following a relief package introduced in 2022, aims to alleviate Vodafone Idea's financial distress and address the company's significant debts and AGR obligations.

Sebi board approved investment advisers and research analysts to charge advance fees for up to one year. Earlier, the advance fee limits were shorter. New measures were also introduced to support lower-rated debt securities. Investments by Category II AIFs in these securities will be treated similarly to unlisted securities to meet compliance requirements.

Rashtriya Raksha University, under the Ministry of Home Affairs, has launched a one-year hybrid Master's program in Financial and Economic Crimes aimed at working professionals. Developed in collaboration with the Indian Institute of Corporate Affairs, the program focuses on preventing and controlling financial crimes. The program has received the backing of regulatory bodies like RBI and SEBI, and law enforcement agencies including CBI and NIA. The university boasts a 93% placement rate across its campuses.

A senior Gujarat IPS officer is under investigation for alleged involvement in a stock market fraud linked to a YouTube broadcasting firm. Sebi's probe revealed price manipulation and fraudulent trading. The officer has agreed to pay a settlement sum while investigations continue.

SEBI has issued new guidelines requiring registered intermediaries to use their SEBI-registered contact details when advertising on social media platforms. This measure aims to tackle rising fraudulent activities in the securities market and ensure transparency, with an April 30, 2025 deadline for compliance.

It’s not just Tesla and Elon Musk who are going through a rough patch. Amid falling sales, revenues and stock price, Ola Electric’s claims, numbers and practices are under the spotlight, giving CEO Bhavish Aggarwal sleepless nights

Sebi has launched a certification course focused on Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) to enhance understanding among securities market intermediaries. The course covers principles under various legislative acts and promotes awareness of AML and CFT guidelines, aiding compliance. Developed with NISM, this initiative strengthens capital market regulations.

Sebi has issued a cautionary letter to Nestle India over alleged insider trading violated by a high-ranking official. Nestle reassures that this incident will not hinder its financial and operational activities. Sebi's regulations aim to ensure fair market practices and protect common investors' interests.

SEBI has imposed stricter regulations for SME IPOs, introducing a profitability requirement and capping the Offer-For-Sale component at 20%. These reforms ensure SMEs with a strong track record can raise funds while protecting investors. The new rules also include new shareholding restrictions and limit the misuse of raised funds.

The CBI has initiated a fraud investigation against Jai Corporation Ltd and its director Anand Jain following a High Court directive. The case alleges misuse and misappropriation of Rs 2,434 crore, including fraudulent activities involving public funds, investors' money, and round-tripping through shell companies. Complaints were lodged by activist Shoaib Richie Sequeira.

Blackstone and Sattva Group's Knowledge Realty Trust plans to raise over Rs 7,000 crore through an IPO, with the listing expected around June-July. The proceeds will be used for debt repayment, asset acquisition, and corporate purposes. The REIT portfolio includes 48.1 million square feet of leasable area across major commercial hubs.